Following a consultation earlier this year, the International Organisation of Securities Commissions has now published its final report Conflicts of interest and associated conduct risks during the equity capital raising process: see here (pdf). The report identifies various risks and contains non-binding guidance for IOSCO members.
IOSCO final report: equity capital raising - conflicts of interest and associated conduct risks
Reviewed by Unknown
on
October 17, 2018
Rating:
No comments: